We focus our practice on broker/dealer and registered investment advisor representation, security, real estate finance, and real estate development.

11422 Miracle Hills Drive

Suite 401
Omaha, NE 68154
Phone: 402.504.1710

Fax: 402.504.3951


THIS PAGE LAST UPDATED 2/2/12

OUR DUE DILIGENCE OPINIONS CONSTITUTE LEGAL OPINIONS, WHICH WILL ONLY BE ISSUED BY MICK & ASSOCIATES, P.C., LLO TO FINRA REGISTERED BROKER-DEALERS.

REPS SHOULD CONTACT THEIR BROKER-DEALER FOR COPIES.

Below is a list of current and available due diligence opinions for REIT, Oil & Gas, property-specific and sponsor TIC, DST, REIT, Oil & Gas, Note, Fund, Private Equity and other private placement securities offerings we have reviewed for our broker-dealer client base.    

TO REQUEST AN OPINION, PLEASE USE THE FORM BELOW OR SEND AN EMAIL TO DUEDILIGENCE@MICKANDASSOCIATES.COM.

No party will be entitled to rely on any legal opinion provided by Mick & Associates, P.C., LLO, and we will have no liability to any broker-dealer, registered representative, registered investment advisor, client or prospective client, unless such party is specifically named as the addressee of any legal opinion or receives written confirmation from this law firm that such party or parties may specifically rely on our opinion. 

The following opinions are pending and will be released in the near future:

 

- Sponsors -

 

Chestnut Petroleum, Inc. Sponsor

Dominion Partners, LLC Sponsor

Hard Rock Exploration, Inc. Sponsor

Medley Capital, LLC Sponsor

Synermed Select Partners, Inc. Sponsor

Waveland Capital Group Sponsor

 

- Oil & Gas//Alternative Energy Offerings -

                

Adwar Drilling Fund I, LP

APX Drilling Partners 2012, LP

Hard Rock Partners 2012 Drilling Program

ICON Oil & Gas Fund

Madison Capital Energy Income Fund III

Noble Royalty Access Fund XII

                

- Real Estate Equity/Mortgage Projects/Funds -

                

Bluerock Special Opportunity & Income Fund III, LLC

Cloverfields at Eastland Center

Dominion Opportunity Fund I, LP

FS Investment Corporation II

Premium Point – KBR (B) & (R) Fund

Thread – KBR (B) and (R) Fund

                                 

- Hedge Funds/Managed Futures -

 

 

- Private Equity -

 

CION Investment Corporation (BDC)

HMS Income Fund, Inc. (BDC)

Master Private Equity Fund, LP

Sierra Income Corporation (BDC)

 

- Equipment Leasing/Income/Equity Funds -

 

Commonwealth Opportunity Fund II, LLC

Cypress Equipment Fund A, LLC

GK Preferred Income Fund, LLC

The Golden State Income Fund VI, LLC*

 

- Life Settlements -

 

                

 

- REITS -

                

Medical Hospitality Group, Inc.

 

- TIC/DST Offerings –

 

                 Inland Chicagoland Street Retail DST

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- TIC/DST Offerings -

 

ArciTerra Strategic Retail – Park Lee 5/17/11

Bluerock Mesa Ridge Apartments DST 1/6/11

PASSCO – Legends at Indian Springs DST 8/15/11

Inland Discount Retail Portfolio III 1/3/12

Inland Grocery & Pharmacy Portfolio DST 8/12/11

Inland Walgreens Pharmacy Portfolio II DST 8/30/11

Inland CVS Pharmacy Portfolio III DST 7/29/11

Inland CVS Pharmacy Portfolio IV 12/5/11

Inland National Net Lease Portfolio 6/21/11

Inland Winston-Salem Office DST 1/20/12

Principle Equity National Oilwell Varco DST 5/24/10

Rainier Exchange Portfolio I, DST 5/14/10

Rancon Medical and Educational Center 11/4/10

REVA – Raleigh RTP, LLC 1/11/11

Salok TN, LLC 3/24/11

TNP 121 S. Martin Luther Blvd. DST 7/20/10

 

- Sponsors -

 

Aliya Lifespan, LLC Sponsor 3/8/11

Anthem Memory Care, LLC Sponsor 6/26/09

APX Energy, LLC – Sponsor 11/14/11

Baceline Investments Sponsor 9/16/10

Carter/Validus REIT Investment Management Company, LLC –

     Sponsor 12/17/10

Catalyst Energy – Sponsor 11/11/10

CitiEnergy, LLC – Sponsor 11/3/10

Clover Management, Inc. Sponsor  2/18/11

Coachman Energy LLC Sponsor  10/20/11

Commonwealth Capital Securities Corp. – Sponsor 9/9/10

Covest Capital Partners Sponsor 5/26/09

D&L Energy, Inc. – Sponsor 9/3/10

DeBartolo Development Group – Sponsor 3/26/10

De Rito Partners, LLC Sponsor 5/27/11

Emerging Markets Exclusive Properties, LLC Sponsor 4/27/11

Epoch Properties, Inc. 2011 Sponsor 9/9/2011

GWG Life Settlements 12/17/10

Hall Financial Group Sponsor 8/25/09

Hertz Investment Group – Sponsor 8/9/10

KBR Capital Partners – Sponsor 2/4/11

Life Income Funds of America Sponsor 5/7/2009

MacKenzie Patterson Fuller, LP Sponsor  3/5/10

Medical Hospitality Group, LLC – Sponsor 7/30/09

Meridian Group of Companies Sponsor 8/21/09

Meridian Realty Advisors – Sponsor Update 5/24/10

Montecito Medical Investment Company 3/2/09

O’Donnell REIT Advisors, LLC Sponsor 8/26/11

Oil States Trading, LLC Sponsor 8/30/11

Penneco Oil Company, Inc. Sponsor 7/1/10

Q Capital Strategies Sponsor 1/24/11

The Rancon Group – Sponsor 10/19/10

Realty Capital Partners, LLC Sponsor July 15, 2009

RE Value Advisors Updated Sponsor 3/15/2010

Resort Lifestyle Communities Sponsor 7/27/09

Rice Drilling B, LP – Sponsor 6/10/11

RMC Medstone Capital Sponsor 6/17/09

Sage Harbor IRA Investments Sponsor 6/30/09

Senior Settlements, LLC 10/29/09

Terra Capital Partners Sponsor 5/21/09

Time Equities, Inc. Sponsor 5/9/2011

Universal Self-Storage Acquisitions – Sponsor 12/16/09

US Debt Opportunity Fund, LLC Sponsor 8/21/09

Virtus Real Estate, LLC Sponsor 10/2/2010

Wells Real Estate Funds Sponsor Update 12/3/10

Westmount Realty Finance, LLC Sponsor 2/17/11

 

- Oil & Gas/Alternative Energy Offerings -

 

APX Drilling Partners 2011, LP  11/14/11

Atlas Resources Series 31-2011 12/2/11

Aztec XII Drilling Program 9/19/11

Bradford Drilling Associates XXXI  10/31/11

Bryan Limited Partnership #33 9/30/11

Coachman Bakken Drilling Fund III  10/20/11

D&L Energy 2011 Program 7/18/2011

Energy Hunter Partners 2011-A, Ltd. 8/17/11

Frontier Income and Growth LLC 2010 Offering 11/22/10

Gulf South Energy Partners 2011-A, LP 4/19/11

Hard Rock Partners 2011-A, LP 1/19/11

Legacy Income Fund I, Ltd. 10/14/11

MDS Energy Well Development 2011, LP 12/8/2011

Noble Royalty Access Fund XI 7/11/11

Noble Royalty Access Fund X 1/25/11

Noble Royalties – Willow Properties Direct Interest Program 5/8/11

Rice Drilling B, LLC 6/27/11

Unity Resources 11-A Direct Interest Program 6/1/11

US Energy Alpha Energy Partners 2011 A & B 9/8/11

U.S. Energy – Strategic Income Fund 6/01/10

Waveland 2011 Drilling Program 3/15/11

Waveland Drilling Partners 2011-A, LP Update 9/25/11

 

- Real Estate Equity/Mortgage Projects/Funds -

 

AgraShares Fund III, LLC 8/1/09

Americap Distressed Real Estate Fund I 2/1/11

Avere Medical Real Estate Fund I, LP 5/6/11

BH Capital Strategic Debt Investment Fund I, LLC 10/14/11

Bluerock Special Opportunity & Income Fund II, LLC 12/1/09

BR Senior Secured Debenture Trust, LLC 5/15/09

Calliance Realty Fund, LLC 6/8/2010

Cavan Strategic Capital Growth Fund, LLC 8/5/09

Cawley Multifamily Fund II, LP 9/18/09

Clearwater – Healthcare of Florence 7/1/2010

CM Notes Program I, LLC 12/26/08

DCG/UGOC Equity Fund, LLC 3/2/09

DeBartolo Opportunity Fund II 8/25/2011

DeBartolo Opportunity Fund I, LLC 4/13/10

De Rito Opportunity Fund I, LP 5/16/11

DIS Neighborhood Rejuvenation Fund I 6/1/09

EBS Fund IV 1/5/10

Encore Opportunity Hospitality Fund I 3/01/2010

Epoch Properties Multi-Family Opportunity Fund, Ltd. 11/1/11

Epoch – Brier Creek Luxury Apts 9/24/10

FS Investment Corporation Follow-On  10/25/11

Granite Funding I, LP  11/16/10

Hertz Growth & Income Fund 5/20/11

HPF Residential Fund II 1/14/11

Inland Opportunity Fund II 1/31/11

JCAP Multi-Family Real Estate Fund, LLC 6/30/11

Jasper Stone Real Estate Fund IV, LP 12/1/09

JHFG Multifamily Opportunity Fund, LLC 7/07/2010

VII Peaks-KBR Co-Optivist B Fund II, LLC 1/9/12

Meridian Real Estate Opportunity Fund II, LLC 9/3/09

Meridian Southwest Healthcare Partners, LP 5/27/10

MPF Income Fund 27, Inc. 9/13/11

Northpark Real Estate Investors, LLLP Fund 4/14/09

PMRG Summit Real Estate Fund I, LP 10/18/10

Rainier Net Lease Retail Investors, LP 6/29/2010

Redwood Opportunity Fund I, L.P. 4/24/09

REVA – Catalyst Fund Update 2/19/10

RMC Medstone Equity Fund, LLC 2/4/09

Roundstone Healthcare Capital, V, LP 4/14/09

United Development Fund IV 7/09/10

Vertical US Recovery Fund II, LLC 9/22/10

Virtus Student Housing Fund 3/5/11

Virtus Storage Investment IV 9/14/10

Welsh US Real Estate Fund 2009 6/7/09

WNC Tax Credit Funds 1/29/09

Worth Investment Group 6/15/2009

WRF Distressed Residential 2011 Fund 3/17/11

 

- Hedge Funds/Managed Futures -

 

ABS Fund, LLC 1/26/10

EJF Income Fund, LP 6/8/09

RJO Global Fund 9/30/09

Rogers International Raw Materials Fund LP  8/22/11

Salient MLP Fund, L.P. 5/3/2011

 

- Private Equity -

 

ARC Business Development Corporation of America Update 11/18/11

Berkeley Capital Trust, Inc.4/29/11

FS Energy & Power Fund (BDC) 5/27/11

Gaines-Gentry Breeding & Racing, LLC 4/17/09

Galleon Ventures, LLC 2/4/11

Keating Capital, Inc. 11/2/09

Master Private Equity Fund LP 9/25/09

Pagoda Pharma Group, Inc. Offering 9/30/09

Sage Harbor – Ameritech Preferred Investors 7/15/09

Sage Harbor – KEG Land Investors, LLC 6/22/09

Sage Harbor – Surprise Prep School Update 2/10/10

Unity Resources, LLC-Emerald Royalty Fund 1/27/2010

Unity Resources, LLC-Opinion Update 8/06/2010

The Golfers Company Common Stock Offering 6/29/09

Virtus Real Estate Capital Fund, LP 11/23/11

Waveland Vestara Notes 6/8/09

Zea Capital Fund, LLC 6/28/2010

 

- Equipment/Leasing/Income/Equity Funds -

 

Atel 14, LLC 7/13/09

Cawley NNN Fund I 11/20/09

Commonwealth Income & Growth Fund 5 8/19/11

Commonwealth Income & Growth Fund VII June 10, 2010

CSV Opportunistic Debt & Equity, TALF/PPIP Fund, LLC 6/11/09

Cypress Equipment Funds 17 & 18, LLC 10/23/09

Fertile Earth Company Stock Offering Update 12/29/09

ICON ECI Partners I & II, LP 4/16/10

ICON Leasing Fund Fourteen 11/9/10

ICON ECI Fund Fifteen, LP 3/14/11

IMH Holdings / Strategic Wealth & Income Fund 3/23/09

Investlinc Materials Fund, LLC 3/30/09

Macquarie Equipment Leasing 6/30/09

Pacific Office Properties Trust, Inc. 1/12/10

Passco Companies Income Fund I 11/26/08

Rainier Income Fund 2/26/10

RJO Global Trust 9/30/09

TNP Vulture Fund VIII, LLC 5/29/09

Triton Pacific Capital Partners Fund IV 11/24/10

U.S. Preventive Medicine Class E Common Stock Offering 3/25/11

Waveland Ventures IV – Estech 1/12/09

Westmount All Equity Income Fund 2/11/11

 

- Life Settlements -

 

American Insurance Strategies (AIS) Fund II, LP 11/12/10

GWG Holdings, Inc. – Secured Debentures 11/10/11

GWG DLP Funding Notes Update 12/8/10

Q Life Fund, L.P.  5/13/11

 

- REITS -

 

American Realty Capital Daily Net Asset Value, Inc. 08/15/2011

ARC Retail Centers of America 3/17/11

American Realty Capital Trust III, Inc. 3/31/11

ARC Healthcare Trust 2/2/11

American Realty Capital Phillips Edison Shopping Center REIT 5/4/10

American Realty Capital Trust, Inc. Update (2010) 8/19/10

American Realty Capital New York Recovery REIT (public) 3/26/10

ARC Property Trust, Inc.  3/17/10

Arciterra National REIT, LP 10/24/08

Behringer Harvard Multifamily REIT II, Inc. Follow-On 10/11/11

Behringer Harvard 2008 Multifamily REIT I 10/07/08

Behringer Harvard Opportunity REIT II Follow-On 5/13/11

Bluerock Enhanced Multifamily Trust, Inc. 10/14/09

Carter Validus Mission Critical REIT 11/30/10

Clearwater Opportunity REIT 6/8/09

Cornerstone Core Properties REIT, Inc. 2nd Offering 6/03/09

Hines Global REIT, Inc. Follow On 7/11/2011

Inland Diversified REIT 9/24/09

Lightstone Value Plus REIT II Update 7/2/09

NetREIT Dubose Model Home REIT, Inc. 6/17/10

NetREIT $200,000,000 Stock Offering Update 6/18/2010

O’Donnell Strategic Industrial REIT, Inc.  8/15/11

Preferred Apartment Communities, Inc. 11/21/11

US Apartment Investors 2010, Inc.  1/29/10

Wells Core Office Income REIT 8/11/2010

Wells REIT II – 3rd Offering 10/31/08

Wells Timberland REIT – 2nd Offering 8/6/09

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